Q59 – What Is An RIA Technology Stack?

Q59 – What Is An RIA Technology Stack?

… Also available as podcast (Episode #59) Apple  |  Android  |  Spotify  |  Amazon  |  Stitcher What Is An RIA Technology Stack? An RIA technology stack (“tech stack”) is comprised of various tech tools needed to run a modern day RIA.  This includes...
Q58 – What Is An Outsourced Chief Compliance Officer?

Q58 – What Is An Outsourced Chief Compliance Officer?

… Also available as podcast (Episode #58) Apple  |  Android  |  Spotify  |  Amazon  |  Stitcher What is an Outsourced Chief Compliance Officer? Every Registered Investment Advisor (RIA) is required to have a named Chief Compliance Officer (“CCO”). ...
Q57 – What Is A TAMP?

Q57 – What Is A TAMP?

… Also available as podcast (Episode #57) Apple  |  Android  |  Spotify  |  Amazon  |  Stitcher What is a TAMP? TAMP is an acronym for Turnkey Asset Management Program.  Originally started in the 90’s, TAMPs at their core are a way to access a managed...
Q56 – What Is The Broker Protocol?

Q56 – What Is The Broker Protocol?

… Also available as podcast (Episode #56) Apple  |  Android  |  Spotify  |  Amazon  |  Stitcher What is the Broker Protocol? The Protocol For Broker Recruiting, as it is formally known, is a tool available for some financial advisors to use while transitioning...
Q54 – 10 Questions On The Future Of The RIA Model With Bob Veres

Q54 – 10 Questions On The Future Of The RIA Model With Bob Veres

… Also available as podcast (Episode #54) Apple  |  Android  |  Spotify  |  Amazon  |  Stitcher 10 Questions On The Future Of The RIA Model With Bob Veres In a departure from my normal single-question-per-episode format, on this episode I am joined by long time...
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