… Also available as podcast (Episode #124) Apple | Android | Spotify | Amazon | Audible What Is An RIA-Friendly Broker-Dealer? TL;DR – If you aspire to have your own RIA, yet still have a need to accommodate legacy commission assets, there are...
… Also available as podcast (Episode #123) Apple | Android | Spotify | Amazon | Audible What Additional Responsibilities Come With Your Own RIA? TL;DR – The RIA model comes with many advantages such as better economics, more flexibility with your...
… Also available as podcast (Episode #122) Apple | Android | Spotify | Amazon | Audible Is The Payout In The RIA Model Really 100%? TL;DR – If you have your own RIA, yes the “payout” is 100%. It isn’t actually a payout at all,...
… Also available as podcast (Episode #121) Apple | Android | Spotify | Amazon | Audible Do I Have To Drop My Series 7 If I Go RIA? A common misconception about the RIA model is that you must be 100% fee-only, and thus “drop your 7.” While...
… Also available as podcast (Episode #120) Apple | Android | Spotify | Amazon | Audible Are There Platform Fees In The RIA Model? So-called “platform fees” are often found in the independent broker/dealer model. It is important to be aware of...
