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Full list:
- #124 – What is an RIA-friendly broker-dealer? (New! Added April 29, 2025)
- #123 – What additional responsibilities come with your own RIA?
- #122 – Is the payout in the RIA model really 100%?
- #121 – Do I have to drop my Series 7 if I go RIA?
- #120 – Are there “platform fees” in the RIA model?
- #119 – How to make up for lost deferred comp when transitioning to the RIA model?
- #118 – Is my practice too large to join an RIA?
- #117 – How to solve for your remaining commission assets?
- #116 – How to explain to clients your transition to the RIA model?
- #115 – How does an RIA payout compare to a broker dealer payout?
- #114 – What are the most stressful parts of starting an RIA?
- #113 – Can I join a custodian’s client referral program?
- #112 – What motivates advisors to transition to the RIA model?
- #111 – What is the most time-consuming part of transitioning to the RIA model?
- #110 – What is the most popular type of RIA to join?
- #109 – What is the most exciting part about starting an RIA?
- #108 – What is the difference between “reoccurring” revenue and “fee-based” revenue?
- #107 – Are the economics better in the RIA model?
- #106 – What is the real estate advantage of the RIA model?
- #105 – Will my practice have a higher valuation in the RIA model?
- #104 – Should I transition to the RIA channel at my multi-channel firm?
- #103 – Should I avoid joining a private equity backed RIA?
- #102 – What is the difference between a Super-OSJ and an RIA?
- #101 – What is the difference between a hybrid RIA and a hybrid broker-dealer?
- #100 – Seven questions about the RIA model Michael Kitces has never been asked. (w/ guest Michael Kitces)
- #99 – What do advisors fear about compliance with the RIA model?
- #98 – Is the RIA model right for your practice?
- #97 – What type of RIAs should you not join?
- #96 – What is the quickest you could transition to the RIA model?
- #95 – Why is it harder to pick an RIA to join than a broker-dealer to join?
- #94 – Why go RIA when wirehouses offer huge upfront checks?
- #93 – What is the difference between a corporate RIA and an independent RIA?
- #92 – How much cash should I have saved before transitioning my practice to the RIA model?
- #91 – What is the payout if I join an RIA?
- #90 – What website domain should I use with my new RIA?
- #89 – How do I evaluate a potential RIA to join? (w/ guest Penny Phillips)
- #88 – What are the three key decisions involved with considering the RIA model?
- #87 – What is the most important software for a new RIA?
- #86 – How to run a large RIA with only one person?
- #85 – What could prevent an advisor from starting an RIA?
- #84 – How much does it cost to start an RIA?
- #83 – How much E&O coverage does my RIA need?
- #82 – Won’t large RIAs have the same challenging compliance departments as broker-dealers?
- #81 – Is broker-dealer technology better than RIA technology?
- #80 – Can I take my employees with me if I transition to the RIA model?
- #79 – How do I explain the RIA model to clients?
- #78 – Can I manage client assets myself as an RIA?
- #77 – Why don’t more financial advisors transition to the RIA model?
- #76 – Can I accommodate concentrated stock positions as an RIA?
- #75 – What are 13 ways that RIAs have an unfair advantage?
- #74 – How can I reduce or eliminate my real estate office expense as an RIA?
- #73 – What is a “Corporate RIA?”
- #72 – How to calculate your true net broker/dealer payout?
- #71 – What is a “Supported Independence” RIA model?
- #70 – Can I have foreign clients as an RIA?
- #69 – How to generate the highest income with your RIA?
- #68 – What are mistakes to avoid when trying to recruit advisors to join your RIA?
- #67 – How would I improve the wirehouse brokerage model?
- #66 – Should you change affiliation models during challenging market conditions?
- #65 – Mistakes advisors make when transitioning to the RIA model.
- #64 – What do I think of “IAR-only” channels at broker-dealers?
- #63 – What are the largest expenses of running an RIA?
- #62 – Should I join an independent broker-dealer first or should I go straight to the RIA model?
- #61 – What should I do with my legacy commission business?
- #60 – How does a wirehouse compare to an RIA?
- #59 – What is an RIA technology stack?
- #58 – What is an Outsourced Chief Compliance Officer? (w/ guest Jeff Chapman)
- #57 – What is a TAMP?
- #56 – What is the Broker Protocol? (w/ guest Eric Siber)
- #55 – How much revenue does a broker-dealer generate from their advisors?
- #54 – 10 questions on the future of the RIA model. (w/ guest Bob Veres)
- #53 – How to choose a custodian for your RIA?
- #52 – How to structure the legal ownership of an RIA? (w/ guest Richard Chen)
- #51 – Should I join an existing RIA?
- #50 – How to offer insurance solutions as an RIA? (w/ guest Tim Rembowski of DPL Financial Partners)
- #49 – How long does it take to transition to the RIA model?
- #48 – Why should an RIA use LinkedIn? (w/ guest Sara Grillo)
- #47 – 10 reasons to NOT start an RIA?
- #46 – How do I obtain Errors & Omissions insurance (“E&O”) as an RIA? (w/ guest Scott Shannon of Windermere Insurance Group)
- #45 – How to charge for financial planning? (w/ guests Lucy Robeson & Isabelle McGrail of AdvicePay)
- #44 – What is the minimum amount of assets under management I should have before I start my own RIA?
- #43 – How to run the business side of your own RIA? (w/ guest Andrea Schlapia of Ironstone)
- #42 – How to start an RIA?
- #41 – How do I navigate the legal considerations of breaking away from my current firm to transition to the RIA model? (w/ guest Sharron Ash)
- #40 – How does a broker-dealer grid payout compare to an RIA?
- #39 – How do I start a podcast as my own RIA? (w/ guest Matt Halloran of ProudMouth)
- #38 – Am I required to have a CFP designation to start my own RIA?
- #37 – How do I create a marketing plan for my new advisory firm? (w/ guest Claire Akin of Indigo Marketing Agency)
- #36 – How does an RIA custodian generate revenue?
- #35 – What is a “Hybrid” RIA?
- #34 – What kind of RIA compliance consultants are there to choose from?
- #33 – Can an RIA charge performance fees?
- #32 – How can I create my own upfront transition check?
- #31 – What is the difference between fee based and fee only?
- #30 – Is it possible to keep some of my legacy commission business?
- #29 – How can I see a sample of another RIAs ADV?
- #28 – What can I expect to happen during a regulatory exam?
- #27 – Can I start as single custodian and then become multi-custodian later?
- #26 – What conflicts of interest do you have to disclose as an RIA?
- #25 – Should I buy an existing RIA or start my own?
- #24 – What is a No Transaction Fee program?
- #23 – What is the difference between Transaction Based Pricing & Asset Based Pricing?
- #22 – Does my custodian send account statements to my clients?
- #21 – Can I charge flat or hourly rate fees for financial planning as an RIA?
- #20 – What is the minimum account size I can have as an RIA?
- #19 – Will my custodian offer every mutual fund I might want to use with my clients?
- #18 – Will I keep 100% of my clients if I start my own RIA?
- #17 – As an RIA, can I use more than one custodian?
- #16 – What is an advisory agreement and how do I create one?
- #15 – Does the client or RIA pay the trading transaction costs?
- #14 – What level of bottom line income can I expect to earn as an RIA?
- #13 – Can I sell insurance as an RIA?
- #12 – How much does an RIA compliance consultant cost?
- #11 – Won’t I have to pay for doing my own compliance as an RIA?
- #10 – Will I officially own my book with my own RIA?
- #9 – What is the minimum AUM I must have to start an RIA?
- #8 – How often will my RIA receive a regulatory exam?
- #7 – Do I have to get Outside Business Activities approved as an RIA?
- #6 – Can I have discretionary accounts as an RIA?
- #5 – How long does it take to register an RIA?
- #4 – How do I logistically setup an RIA?
- #3 – What is the difference between an RIA and an IAR?
- #2 – Do I need to register with the SEC or with my state?
- #1 – Why should I consider starting my own RIA?
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