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… Also available as podcast (Episode #128) Apple | Android | Spotify | Amazon | Audible Can I Keep Using The Same Investment Models Or SMAs That I’m Using Now If I Transition To The RIA Model? TL;DR – If you create your own models, there is...
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… Also available as podcast (Episode #127) Apple | Android | Spotify | Amazon | Audible What Is The Difference Between An RIA And A Broker-Dealer? TL;DR – While there are multiple additional nuances between them, at a high level: 1) a Broker/Dealer...
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… Also available as podcast (Episode #126) Apple | Android | Spotify | Amazon | Audible What Type Of Fees Can I Charge My Clients In The RIA Model? TL;DR – Asset Under Management (AUM) fees remain by far the most prevalent fee method used. Albeit...
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… Also available as podcast (Episode #125) Apple | Android | Spotify | Amazon | Audible How Difficult Is A Transition To The RIA Model? TL;DR – The most difficult parts of a transition are 1) having to overcome the fear of a pathway you’re...
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… Also available as podcast (Episode #124) Apple | Android | Spotify | Amazon | Audible What Is An RIA-Friendly Broker-Dealer? TL;DR – If you aspire to have your own RIA, yet still have a need to accommodate legacy commission assets, there are...
