… Also available as podcast (Episode #121) Apple | Android | Spotify | Amazon | Audible Do I Have To Drop My Series 7 If I Go RIA? A common misconception about the RIA model is that you must be 100% fee-only, and thus “drop your 7.” While...
… Also available as podcast (Episode #120) Apple | Android | Spotify | Amazon | Audible Are There Platform Fees In The RIA Model? So-called “platform fees” are often found in the independent broker/dealer model. It is important to be aware of...
… Also available as podcast (Episode #119) Apple | Android | Spotify | Amazon | Audible How To Make Up For Lost Deferred Comp When Transitioning To The RIA Model? A financial hurdle, which is in turn often a mental hurdle as well, from leaving a...
… Also available as podcast (Episode #118) Apple | Android | Spotify | Amazon | Audible Is My Practice Too Large To Join An RIA? Advisors often ask if their practice is large enough to start their own RIA. On the other end of the spectrum, could you...
… Also available as podcast (Episode #117) Apple | Android | Spotify | Amazon | Audible How To Solve For Your Remaining Commission Assets? A common misconception about the RIA model is that you must be 100% fee-only to transition your practice to it. ...
… Also available as podcast (Episode #116) Apple | Android | Spotify | Amazon | Audible How To Explain To Clients Your Transition To The RIA Model? The most critical part of a transition is successfully having your clients follow you on your new path for...
