… Also available as podcast (Episode #62) Apple | Android | Spotify | Amazon | Stitcher Should I Join An Independent Broker-Dealer First Or Should I Go Straight To The RIA Model? I have a lot of conversations with advisors that are in the wirehouse W2...
… Also available as podcast (Episode #61) Apple | Android | Spotify | Amazon | Stitcher What Should I Do With My Legacy Commission Business? A common misconception of the RIA model is that you have to be 100% fee-only to transition to it. While your...
… Also available as podcast (Episode #60) Apple | Android | Spotify | Amazon | Stitcher How Does A Wirehouse Compare To An RIA? There are many differences between wirehouse firms and the RIA model. While traditionally defined as Morgan Stanley, UBS,...
… Also available as podcast (Episode #59) Apple | Android | Spotify | Amazon | Stitcher What Is An RIA Technology Stack? An RIA technology stack (“tech stack”) is comprised of various tech tools needed to run a modern day RIA. This includes...
… Also available as podcast (Episode #58) Apple | Android | Spotify | Amazon | Stitcher What is an Outsourced Chief Compliance Officer? Every Registered Investment Advisor (RIA) is required to have a named Chief Compliance Officer (“CCO”). ...
… Also available as podcast (Episode #57) Apple | Android | Spotify | Amazon | Stitcher What is a TAMP? TAMP is an acronym for Turnkey Asset Management Program. Originally started in the 90’s, TAMPs at their core are a way to access a managed...
