… Also available as podcast (Episode #24) Apple | Android | Spotify | Amazon What is a No Transaction Fee program? While there has been a general movement in the recent past to move to “$0” transaction fees, that generally has only applied to...
… Also available as podcast (Episode #23) Apple | Android | Spotify | Amazon What is the difference between Transaction Based Pricing & Asset Based Pricing? There has been a movement as of late by custodians to reduce/eliminate certain transaction...
… Also available as podcast (Episode #22) Apple | Android | Spotify | Amazon Does my custodian send account statements to my clients? As a Registered Investment Advisor (“RIA”) that manages assets, you will need a custodian to formally custody...
… Also available as podcast (Episode #21) Apple | Android | Spotify | Amazon Can I charge flat or hourly rate fees for financial planning as an RIA? As a Registered Investment Advisor (“RIA”) you can absolutely utilize hourly and flat fee...
… Also available as podcast (Episode #20) Apple | Android | Spotify | Amazon What is the minimum account size I can have as an RIA? As a Registered Investment Advisor (“RIA”), you generally can establish on your own what you want your minimum...
… Also available as podcast (Episode #19) Apple | Android | Spotify | Amazon Will my custodian offer every mutual fund I might want to use with my clients? The majority of large custodians make available a vast array of mutual funds for Registered...
