… Also available as podcast (Episode #26) Apple | Android | Spotify | Amazon What conflicts of interest do I have to disclose as an RIA? While the implementation of Regulation Best Interest (Reg BI) has narrowed the gap to a degree, the requirements to...
… Also available as podcast (Episode #25) Apple | Android | Spotify | Amazon Should I buy an existing RIA or start my own? There are multiple ways to transition into the Registered Investment Advisor (“RIA”) model. One such path would be to...
… Also available as podcast (Episode #24) Apple | Android | Spotify | Amazon What is a No Transaction Fee program? While there has been a general movement in the recent past to move to “$0” transaction fees, that generally has only applied to...
… Also available as podcast (Episode #23) Apple | Android | Spotify | Amazon What is the difference between Transaction Based Pricing & Asset Based Pricing? There has been a movement as of late by custodians to reduce/eliminate certain transaction...
… Also available as podcast (Episode #22) Apple | Android | Spotify | Amazon Does my custodian send account statements to my clients? As a Registered Investment Advisor (“RIA”) that manages assets, you will need a custodian to formally custody...
… Also available as podcast (Episode #21) Apple | Android | Spotify | Amazon Can I charge flat or hourly rate fees for financial planning as an RIA? As a Registered Investment Advisor (“RIA”) you can absolutely utilize hourly and flat fee...
