… Also available as podcast (Episode #18) Apple | Android | Spotify | Amazon Will I keep 100% of my clients if I start my own RIA? The intent with starting your own Registered Investment Advisor (“RIA”) and transitioning your clients to it is...
… Also available as podcast (Episode #17) Apple | Android | Spotify | Amazon As an RIA can I use more than one custodian? Unlike perhaps with your current broker/dealer affiliation arrangement where you are required to keep all assets with a single...
… Also available as podcast (Episode #16) Apple | Android | Spotify | Amazon What is an advisory agreement and how do I create one? An advisory agreement is the main document used to memorialize, in writing, the relationship between the Registered...
… Also available as podcast (Episode #15) Apple | Android | Spotify | Amazon Does the client or RIA pay the trading transaction costs? Depending on the product being used (stock, ETF, mutual fund, option, etc.) your custodian will perhaps charge a...
… Also available as podcast (Episode #14) Apple | Android | Spotify | Amazon What level of bottom line income can I expect to earn as an RIA? A reasonably run, reasonably sized Registered Investment Advisor (“RIA”) can generally expect to earn...
… Also available as podcast (Episode #13) Apple | Android | Spotify | Amazon Can I sell insurance as an RIA? As your own Registered Investment Advisor (“RIA”), you are generally able to offer insurance solutions to your clients. However, there...
