Super OSJ
What is a Super OSJ in the context of a Registered Investment Advisor (“RIA”)?
Definition: This is an informal name that is typically attributed to very large OSJs, often encompassing hundreds of registered representatives each.
When used in an RIA context: “The financial advisor joined an existing Super OSJ of the broker-dealer.”
See also: Episode 102, broker-dealer, Registered Representative, Office of Supervisory Jurisdiction, OSJ
