… Also available as podcast (Episode #59) Apple | Android | Spotify | Amazon | Stitcher What Is An RIA Technology Stack? An RIA technology stack (“tech stack”) is comprised of various tech tools needed to run a modern day RIA. This includes...
… Also available as podcast (Episode #58) Apple | Android | Spotify | Amazon | Stitcher What is an Outsourced Chief Compliance Officer? Every Registered Investment Advisor (RIA) is required to have a named Chief Compliance Officer (“CCO”). ...
… Also available as podcast (Episode #57) Apple | Android | Spotify | Amazon | Stitcher What is a TAMP? TAMP is an acronym for Turnkey Asset Management Program. Originally started in the 90’s, TAMPs at their core are a way to access a managed...
… Also available as podcast (Episode #56) Apple | Android | Spotify | Amazon | Stitcher What is the Broker Protocol? The Protocol For Broker Recruiting, as it is formally known, is a tool available for some financial advisors to use while transitioning...
… Also available as podcast (Episode #55) Apple | Android | Spotify | Amazon | Stitcher How Much Revenue Does A Broker-Dealer Generate From Their Advisors? While financial advisor “payouts” are the most referenced source of revenue for a...
