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… Also available as podcast (Episode #153) Apple | Android | Spotify | Amazon | Audible What are red flags to look out for in the RIA model? TL;DR – All affiliation models have pros and cons. Unfortunately, all models have red flags to look out...
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… Also available as podcast (Episode #152) Apple | Android | Spotify | Amazon | Audible Should I join a hybrid RIA? TL;DR – There are multiple pathways into the RIA model worth considering for your practice. One pathway is joining an existing RIA,...
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… Also available as podcast (Episode #151) Apple | Android | Spotify | Amazon | Audible What licenses do I need for the RIA model? TL;DR – In most cases, an advisor needs to have passed the Series 65 exam to qualify to become an Investment Advisor...
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… Also available as podcast (Episode #150) Apple | Android | Spotify | Amazon | Audible What are the pros and cons of the RIA model? TL;DR – There is no golden goose. There are pros and cons to the wirehouse model. There are pros and cons to the...
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… Also available as podcast (Episode #149) Apple | Android | Spotify | Amazon | Audible Can I use variable annuities in the RIA model? TL;DR – There is a misconception that variable annuities cannot be used in the RIA model. In fact, solutions...
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… Also available as podcast (Episode #148) Apple | Android | Spotify | Amazon | Audible How much does a custodian cost? TL;DR – Several solution providers are needed to run a modern RIA. One of those solutions is a custodian, which provides custody...
