by | | FAQ
… Also available as podcast (Episode #147) Apple | Android | Spotify | Amazon | Audible Can I service high net worth and ultra high net worth clients as an RIA? TL;DR – 10+ years ago, the answer to this question was generally “no.” ...
by | | FAQ
… Also available as podcast (Episode #146) Apple | Android | Spotify | Amazon | Audible How long does it take to register an RIA? TL;DR – The overall process of exploring and reaching the point of transitioning your practice to the RIA model...
by | | FAQ
… Also available as podcast (Episode #145) Apple | Android | Spotify | Amazon | Audible When Do You Need Legal Advice As Part Of An RIA Transition? TL;DR – Obtaining legal advice on how to safely navigate the departure from your current firm is a...
by | | FAQ
… Also available as podcast (Episode #144) Apple | Android | Spotify | Amazon | Audible How Does An RIA Compare To An Independent Broker-Dealer? TL;DR – There are meaningful differences between the independent broker-dealer and RIA models. Ranging...
by | | FAQ
… Also available as podcast (Episode #143) Apple | Android | Spotify | Amazon | Audible What Is The Minimum AUM Needed To Have Your Own RIA? TL;DR – Beware of anyone that gives you an immediate answer, with an immediate AUM figure, regarding what...
by | | FAQ
… Also available as podcast (Episode #142) Apple | Android | Spotify | Amazon | Audible How Do I Evaluate An RIA To Join? TL;DR – Many advisors conclude that joining an existing RIA offering is a better path for their practice, versus starting and...
