… Also available as podcast (Episode #22) Apple | Android | Spotify | Amazon Does my custodian send account statements to my clients? As a Registered Investment Advisor (“RIA”) that manages assets, you will need a custodian to formally custody...
… Also available as podcast (Episode #21) Apple | Android | Spotify | Amazon Can I charge flat or hourly rate fees for financial planning as an RIA? As a Registered Investment Advisor (“RIA”) you can absolutely utilize hourly and flat fee...
… Also available as podcast (Episode #20) Apple | Android | Spotify | Amazon What is the minimum account size I can have as an RIA? As a Registered Investment Advisor (“RIA”), you generally can establish on your own what you want your minimum...
… Also available as podcast (Episode #19) Apple | Android | Spotify | Amazon Will my custodian offer every mutual fund I might want to use with my clients? The majority of large custodians make available a vast array of mutual funds for Registered...
… Also available as podcast (Episode #18) Apple | Android | Spotify | Amazon Will I keep 100% of my clients if I start my own RIA? The intent with starting your own Registered Investment Advisor (“RIA”) and transitioning your clients to it is...
… Also available as podcast (Episode #17) Apple | Android | Spotify | Amazon As an RIA can I use more than one custodian? Unlike perhaps with your current broker/dealer affiliation arrangement where you are required to keep all assets with a single...
