… Also available as podcast (Episode #20) Apple | Android | Spotify | Amazon What is the minimum account size I can have as an RIA? As a Registered Investment Advisor (“RIA”), you generally can establish on your own what you want your minimum...
… Also available as podcast (Episode #19) Apple | Android | Spotify | Amazon Will my custodian offer every mutual fund I might want to use with my clients? The majority of large custodians make available a vast array of mutual funds for Registered...
… Also available as podcast (Episode #18) Apple | Android | Spotify | Amazon Will I keep 100% of my clients if I start my own RIA? The intent with starting your own Registered Investment Advisor (“RIA”) and transitioning your clients to it is...
… Also available as podcast (Episode #17) Apple | Android | Spotify | Amazon As an RIA can I use more than one custodian? Unlike perhaps with your current broker/dealer affiliation arrangement where you are required to keep all assets with a single...
… Also available as podcast (Episode #16) Apple | Android | Spotify | Amazon What is an advisory agreement and how do I create one? An advisory agreement is the main document used to memorialize, in writing, the relationship between the Registered...
… Also available as podcast (Episode #15) Apple | Android | Spotify | Amazon Does the client or RIA pay the trading transaction costs? Depending on the product being used (stock, ETF, mutual fund, option, etc.) your custodian will perhaps charge a...
